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How to Navigate and Use the Pending Re-submission | Pending Compliance Orders Manager
Track and manage failed audits and outstanding compliance requirements with real-time insights
Overview
The Pending Re-submission | Pending Compliance Orders Manager is where all transcripts associated with failed audits or issued compliance orders are held until professionals submit updated records for review.
From this view, you can:
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Monitor each professional’s real-time compliance progress
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Access their transcript to begin or resume the audit process
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Connect directly with the professional to request updates or clarify issues
This section helps agencies stay on top of pending actions and ensure timely follow-up on CE compliance.
Manual Actions (Use with Caution)
While in this manager, you have the ability to manually move a transcript to:
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Audit Manager – To restart or continue the audit
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Green Light Ready – To mark the transcript as cleared without further review
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Closed – To archive the record
⚠️ Note: Manual movement is available but not recommended unless all compliance requirements have been fully addressed, as these transcripts still require action to reach resolution.