Track and manage failed audits and outstanding compliance requirements with real-time insights
Overview
The Pending Re-submission | Pending Compliance Orders Manager is where all transcripts associated with failed audits or issued compliance orders are held until professionals submit updated records for review.
From this view, you can:
-
Monitor each professional’s real-time compliance progress
-
Access their transcript to begin or resume the audit process
-
Connect directly with the professional to request updates or clarify issues
This section helps agencies stay on top of pending actions and ensure timely follow-up on CE compliance.
Manual Actions (Use with Caution)
While in this manager, you have the ability to manually move a transcript to:
-
Audit Manager – To restart or continue the audit
-
Green Light Ready – To mark the transcript as cleared without further review
-
Closed – To archive the record
⚠️ Note: Manual movement is available but not recommended unless all compliance requirements have been fully addressed, as these transcripts still require action to reach resolution.